-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MIrPD3U+1m6Qc6+x2ryd4pBe7NaqKRpZSIUJFfO+wRMCQfETc32b4hbh/OKBYxEr 9O/OXRABwsL7gADdFRhVLg== 0001193125-07-031490.txt : 20070214 0001193125-07-031490.hdr.sgml : 20070214 20070214144335 ACCESSION NUMBER: 0001193125-07-031490 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PENCE DENNIS C CENTRAL INDEX KEY: 0001032603 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 BUSINESS PHONE: 2082632266 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLDWATER CREEK INC CENTRAL INDEX KEY: 0001018005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 820419266 STATE OF INCORPORATION: DE FISCAL YEAR END: 0302 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48773 FILM NUMBER: 07618635 BUSINESS ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 BUSINESS PHONE: 2082632266 MAIL ADDRESS: STREET 1: ONE COLDWATER CREEK DRIVE CITY: SANDPOINT STATE: ID ZIP: 83864 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 9 Schedule 13G Amendment No. 9

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

 

COLDWATER CREEK INC.


(Name of Issuer)

COMMON STOCK


(Title of Class of Securities)

 

 

193068 10 3

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 5 Pages


CUSIP NO. 193068 10 3   13 G   Page 2 of 5 Pages

 

  1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

   
   

            Dennis C. Pence

 

            Not applicable

   
  2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  ¨    
  3.   SEC USE ONLY  
         
  4.   CITIZENSHIP OR PLACE OF ORGANIZATION  
                USA    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    SOLE VOTING POWER
 
                  12,658,307
    6.    SHARED VOTING POWER
 
                  550,000
    7.    SOLE DISPOSITIVE POWER
 
                  12,658,307
    8.    SHARED DISPOSITIVE POWER
 
                  550,000
  9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                13,208,307    
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  
                x    
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9  
                14.2%    
12.   TYPE OF REPORTING PERSON  
                IN    


Page 3 of 5 Pages

 

ITEM 1  

(a).

   NAME OF ISSUER:      
     Coldwater Creek Inc.      

ITEM 1

 

(b).

   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:      
    

One Coldwater Creek Drive

Sandpoint, Idaho 83864

     
ITEM 2  

(a).

   NAMES OF PERSONS FILING:      
     Dennis C. Pence      
ITEM 2  

(b).

   ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:      
    

c/o Coldwater Creek Inc.

One Coldwater Creek Drive

Sandpoint, Idaho 83864

     
ITEM 2  

(c)

   CITIZENSHIP:      
     USA      
ITEM 2  

(d).

   TITLE OF CLASS OF SECURITIES:      
     Common Stock      
ITEM 2  

(e).

   CUSIP NUMBER:      
     193068 10 3      
ITEM 3.   If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:   
  Not Applicable   


Page 4 of 5 Pages

 

ITEM 4.    OWNERSHIP:      
   The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2006:      
   (a)    Amount beneficially owned:      
      13,208,307 shares 1      
   (b)    Percent of Class:      
      14.2%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote:      
         12,658,307      
      (ii)    Shared power to vote or to direct the vote:      
         550,000      
      (iii)    Sole power to dispose or to direct the disposition of:      
         12,658,307      
      (iv)    Shared power to dispose or to direct the disposition of:      
         550,000      
ITEM 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:   
   Not applicable.   
ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:      
   Not Applicable      
  

1        Includes (i) 12,658,307 shares owned of record by Dennis C. Pence, and (ii) 550,000 shares owned of record by the “Wild Rose Foundation”. Excludes 1,192,976 shares owned of record by the “Aspenwood Supporting Foundation” and 244,687 shares held by the “JCP Irrevocable Trust”.

     
   Mr. Pence disclaims beneficial ownership of the shares set forth in (ii), pursuant to Rule 13d-4.      
ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   Not applicable.
ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:      
   Not applicable.      
ITEM 9.    NOTICE OF DISSOLUTION OF GROUP:      
   See Exhibit A.      
ITEM 10.    CERTIFICATION:      
   Not applicable      


Page 5 of 5 Pages

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2007

/s/ DENNIS C. PENCE

Dennis C. Pence
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